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[Alpha Biz=(Chicago) Reporter Kim Jisun] Lee Bok-hyun, head of the Financial Supervisory Service, said, "We are investigating the case of Mirae Asset Securities' failure to report cases related to the manipulation of personal account returns."
Lee made the response in connection with the embezzlement of Mirae Asset employees during a parliamentary audit of the National Policy Committee at the National Assembly building in Yeouido, Seoul, on the 27th.
"We have been checking whether there was intentional or gross negligence in false or missing reports to find out whether it was a failure of internal control or a cover-up," said Lee Bok-hyun, head of the Financial Supervisory Service.
Regarding the sanctions measures, Lee Bok-hyun, head of the Financial Supervisory Service, said, "Under the regulations, we can impose sanctions on individual cases that have grounds, but we are preparing for sanctions on those that have no grounds, so we are focusing on measures to prevent a recurrence in the future," adding, "However, we will prepare and report the improvement plan after reviewing which part is missing."
Earlier, Yoon, a PB at Mirae Asset Securities' Galleria WM branch, was arrested for manipulating documents and conducting various embezzlement to cover up losses.
Alphabiz Reporter Kim Jisun(stockmk2020@alphabiz.co.kr)
